The integrated capital markets offering from A&O Shearman operates across Australia, with offices in Sydney and Perth, and provides services to clients internationally, with expertise in Australian, English and US law. The equity capital markets work is led by Tony Sparks in Sydney and Meredith Campion in Perth. Sparks, who is qualified in England and Wales and New South Wales, has particular experience with major IPOs, while Campion specialises in advising energy and resources clients. Karolina Popic, Mark Leemen and Minesh Patel, all of whom are based in Sydney, co-lead the debt capital markets work for the team, with notable expertise in covered bond programmes and the growing area of green and sustainability-linked bonds. Popic additionally leads the securitisation offering, which boasts strength in work involving novel asset classes and complex structures.
Capital markets in Australia
A&O Shearman
Praxisleiter:
Karolina Popic; Mark Leemen; Minesh Patel; Tony Sparks; Meredith Campion
Referenzen
‘The key strength of the A&O securitisation practice lead by Karolina Popic is the depth of her team – her associates (even the junior ones) are excellent and well trained. The ability of A&O to provide a full service with offshore advice when required is a value add.’
‘Karolina Popic is an outstanding securitisation lawyer, commercial and always available for her clients. She is one of my go-tos for complex securitisation transactions.’
‘Mark Leemen is very client focused and collaborative in his approach.’
Kernmandanten
National Broadband Network
National Australia Bank
Macquarie
Kiwibank Limited
Resimac Limited
Bank of America Merrill Lynch
CIMIC
Commonwealth Bank of Australia
Macquarie Bank
National Australia Bank
UOB
Shaw & Partners
National Broadband Network
Resolute Mining Limited
Peninsula Energy Limited
Macquarie Group Limited
Bank of Queensland
Wesfarmers
Citigroup
Commonwealth Bank of Australia
Goldman Sachs
UBS
JP Morgan
Canaccord Genuity
Highlight-Mandate
- Acted as the Australian and US counsel to two global financial institutions as joint lead managers on the AUD650 million placement of shares in Orica Limited.
- Advised Shaw and Partners and Canaccord Genuity as joint lead managers, underwriters and book runners on Paladin Energy Limited’s AUD215 million fully underwritten institutional placement and non-underwritten share purchase plan.
- Advised dual-listed Resolute Mining Limited on a fully underwritten institutional placement and partially underwritten accelerated non-renounceable entitlement offer which raised a total of AUD164 million.
Allens
With bases across in the country in Sydney, Brisbane, Melbourne and Perth, the Allens capital markets offering operates on a national basis to support a range of clients. The equity capital markets team is led by Robert Pick in Melbourne and Julian Donnan in Sydney, who act across all sectors for both issuer and lead manager clients. Sydney-based senior associate Addison Ma also specialises in this area, and noted for his experience advising issuers, underwriters and shareholders. In Melbourne, James Darcy leads the debt capital markets team, which has particular experience in green bond transactions and cross-border financings, as well as a deep understanding of the domestic market, a particular strength of counsel Paul Cerché. The securitisation team, led from Sydney by Benjamin Downie, acts for a broad range of financier and originator clients, and advises a number of private equity clients on their securitised fundraising arrangements as part of merger and acquisition transactions.
Praxisleiter:
James Darcy; Robert Pick; Julian Donnan; Benjamin Downie
Weitere Kernanwälte:
Addison Ma, Paul Cerché
Referenzen
‘The practice is very commercial and the team is always available. Their strengths are their practical and commercial legal advice, teamwork and approachability.’
‘Rob Pick is very approachable, happy to talk through various issues and always has excellent commercial advice. He works well with our team and also is very reliable in a negotiation with a counterparty.’
‘The Allens team provide unbiased advice whether acting for an issuer or dealers. The market has such confidence in the team they can often rely on only one counsel on a transaction or programme update.‘
Kernmandanten
CSL Limited
ICBC, Sydney Branch
University of Melbourne
HSBC
NAB
Suncorp Group Limited, Barrenjoey
Rabobank
Air New Zealand
ANZ
Citi
CBA
MUFG
AusNet Services Holdings Pty Ltd (AusNet)
Westpac
Regal Investment Fund
IAG
UBS
Morgan Stanley
AUB
Seven Group Exchangeable
Macquarie Capital
Bank of America
Cerberus Capital Management
Angle Finance
Bluestone
Highlight-Mandate
- Advised CSL Limited and its subsidiary finance vehicle, CSL Finance Plc, on its US$4 billion bond issuance, which was split across six tranches each with a value of US$500 million or US$1 billion.
- Advised ICBC on its inaugural A$500 million green bond under its US$20 billion global medium term note programme green bond issuance, listed on the Dubai Stock Exchange.
- Advised the University of Melbourne, HSBC and NAB on the issuance of a 7-year A$200 million green bond on a senior unsecured basis under its AMTN programme.
Arnold Bloch Leibler
Acting for a range of listed companies, shareholders and large private organisations both within Australia and internationally, the ‘team of experienced professionals’ at Arnold Bloch Leibler ‘provides commercially pragmatic advice’. Jonathan Wenig heads the team based in Melbourne; his practice spans commercial and corporate law, with particular expertise in public and private capital raisings. The team has notable experience of representing entrepreneurs, working in collaboration with the firm’s wider corporate and M&A offerings. Jeremy Lanzer has specialist knowledge regarding corporate governance advice. Vidushee Deora is also recommended.
Praxisleiter:
Jonathan Wenig
Weitere Kernanwälte:
Jeremy Lanzer; Vidushee Deora
Referenzen
‘Team of experienced professionals which provides commercially pragmatic advice, collaborates with the client and executes per final instruction.’
‘The team are knowlegable across industries. Partners are always available and on call. Quality and speed of delivery of deliverables is exceptional.’
‘Always available. Knowledgable in many sectors. Very quick work.’
Kernmandanten
carsales.com
Tripp Investments
Elula
StarRez
Australian Community Media
Daniel Besen
Retail Food Group
Carbine Funds Management
Bayley Stuart
Noumi Limited
Votiro Cybersec Global Pty Ltd
AWAI Pty Ltd
Care for Kids
Longbridge
Evermed
Director at Rigby Park
Highlight-Mandate
- Acted for ASX-listed carsales.com on its $1.2 billion capital raising undertaken to fund the $1.17 billion acquisition of 51 percent of Trader Interactive, a US commercial trucks and RVs listing business.
- Advised AI software leader Elula on the 25 per cent investment in its business by listed digital property exchange platform PEXA Group.
- Advised wagering industry entrepreneur Matt Tripp via Tripp Group on the $120 million-plus investment in ASX-listed wagering software and data services company Betmakers.
Ashurst
The Ashurst capital markets team boasts both a global and national reach, working from Brisbane, Perth, Melbourne and Sydney and collaborating with colleagues throughout the firm, including in the US. In Sydney, Bruce Macdonald leads the equity capital markets team, which acts for both ASX-listed entities and leading financial intermediaries in a range of sectors, including energy and natural resources, financial services and consumer retail (which is an area of expertise for Andrew Kim). The debt capital markets team is led by Caroline Smart, who is also based in Sydney, and covers a range of DCM work, from convertible bonds and green and social sustainability bonds to hybrid instruments and US and Australian dollar private placements. Jennifer Schlosser leads the securitisation offering from Sydney, advising on a range of asset classes including green securitisations; the team is particularly noted for its offshore capability and regulatory expertise. Global chief client officer Jamie Ng leads on the team’s specialist derivates work.
Praxisleiter:
Bruce Macdonald; Caroline Smart; Jennifer Schlosser
Weitere Kernanwälte:
Jamie Ng; Andrew Kim
Kernmandanten
ANZ Securities
Bank Australia
Brighte Capital
Commonwealth Bank of Australia
Deutsche Bank
Energy Resources of Australia
Judo Bank
KKR
Macquarie Capital (Australia)
Morgans Financial
Morgan Stanley Australia Securities
National Australia Bank
Northern Star Resources
NorthWest Healthcare Properties Management
Ord Minnett
Woolworths Group
Highlight-Mandate
- Advising Centuria on the launch of its first exchangeable bond, issued by Centuria’s special purpose financing vehicle CIP Funding Pty Limited, and exchangeable into units of Centuria Industrial REIT, an ASX-listed entity.
- Acted as counsel to Airservices Australia, as issuer, on its three tranche issue of A$300 million 5.40% notes due 2028, A$200 million 6.00% notes due 2032 and A$100 million 5.9% notes due 2025.
- Acted for SAF in the establishment of its securitisation programme and inaugural warehouse with an investment bank (senior only structure).
Baker McKenzie
The capital markets team at Baker McKenzie stretches across the country, with team members in Sydney, Brisbane and Melbourne, and boasts a number of practitioners with previous in-house expertise. Particular emphasis is put on work for underwriter clients, in particularly for equity transactions. Antony Rumboll leads the equity capital markets team, working in Sydney alongside Cécile Baume; the debt capital markets team is led by Duncan McGrath, also in Sydney. A particular strength of the debt team is its experience of acting on both Australian and English law transactions.
Praxisleiter:
Antony Rumboll; Duncan McGrath
Weitere Kernanwälte:
Cécile Baume; Eric Li
Referenzen
‘Practice has diverse skill sets over various commercial areas.’
‘Antony Rumboll is diligent, pragmatic, commercial, accessible, responsive.’
‘Antony Rumboll provides pragmatic, commercial legal advice. His expertise is not just technical but also practical, given his years working in-house.’
Kernmandanten
Bell Potter Securities Limited
Citigroup Global Markets Australia Pty Limited
CIMB
Credit Suisse
DBS
Elanor Investor Group/Elanor Commercial Property Fund
Frasers Property AHL Limited
Goldman Sachs
G.U.D. Holdings Limited
HCW Funds Management Limited as responsible entity of HealthCo Healthcare and Wellness REIT
HomeCo Daily Needs REIT
J.P. Morgan Securities Australia Limited
Jarden Australia Pty Limited
Jefferies (Australia) Pty Ltd
Malayan Banking Berhad
Macquarie Bank Limited
Macquarie Capital (Australia) Limited
Merrill Lynch Equities (Australia) Limited
Morgan Stanley Australia Securities Limited
MUFG Securities EMEA plc
National Australia Bank Limited
Oversea-Chinese Banking Corporation
PointsBet Holdings Limited
Real Asset Management Pty Limited
Rex Minerals Limited
Ricca Resources Limited
Superloop Limited
Standard Chartered Bank
UBS AG, Australia Branch
White Rock Minerals Ltd
Highlight-Mandate
- Acted as combined US and Australian counsel to Citigroup Global Markets Inc., Goldman Sachs & Co. LLC, J.P. Morgan Securities LLC and BofA Securities, Inc. as dealers on the update and re-establishment of Telstra’s USD 4 billion US commercial paper programme.
- Advised PointsBet Holdings Limited in relation to its subscription agreement with SIG Sports Investment Corp., wherein PointsBet issued 38.75 million shares to SIG Sports at AUD 2.43 per share, and a pro-rata deferred bonus equity option issuance to eligible shareholders.
- Assisted American Pacific Borates Limited on its successful redomicile from Australia to the United States and the reorganisation of its corporate structure into 5E Advanced Materials, Inc.
Clayton Utz
Clayton Utz‘s capital markets team operates out of Sydney, Brisbane, Melbourne and Perth. Stuart Byrne and Brendan Groves lead the equity capital markets offering from Sydney and Melbourne respectively, with notable expertise in the technology, energy and resources, and financial services sectors, handling work including IPOs in new economy growth companies. The debt capital markets team is led by Andrew Jinks and Sonia Goumenis, both in Sydney, working with major banks both domestically and internationally alongside private equity clients. Jinks and Goumenis additionally lead the securitisation team, where special counsel Mark Chahine is also a key name, with experience acting for sponsors, arrangers, facility providers, ADIs and fintechs.
Praxisleiter:
Stuart Byrne; Brendan Groves; Sonia Goumenis; Andrew Jinks
Weitere Kernanwälte:
Mark Chahine; Liz Humphry; Kate Allison
Referenzen
‘Strong ECM expertise. Experienced partners, with significant partner availability provided on transactions.’
‘Strong understanding of individual client needs. Advice meets an appropriate balance between commerciality and risk management.’
Kernmandanten
Talison Lithium Pty Ltd
Wyloo Metals Pty Ltd
BCI Australia Pty Ltd
Tianqi Lithium Corporation
Openpay Group
Conrad Asia Energy Ltd
The Market Herald
Healthia Ltd
Energy World Corporation Limited
Orion Minerals Ltd
Lumos Diagnostics Holdings Limited
Marley Spoon SE
Bravura Solutions Limited
Universal Biosensors Inc
Navigator Global Investments Ltd
Songtradr, Inc.
Macquarie Capital (Australia) Limited
Canaccord Genuity Limited
R.A.C.V Finance Limited
Athena Mortgage Pty Ltd
NSW Government/Lannock – Project Remediate Trust
Highlight-Mandate
- Acted as Australian legal counsel to dual-listed China-based Tianqi Lithium Corporation on its HK$13.5bn IPO and secondary listing on the Hong Kong Stock Exchange.
- Acted on behalf of Athena Mortgage Pty Ltd in respect of its first public term deal for RMBS assets.
- Acted for RACV in establishing (and drafting) a new securitisation programme, including its inaugural two warehouse trusts funded by two senior bank lenders (one offshore and one Australian major ADI).
Clifford Chance
Clifford Chance‘s capital markets team is co-led by Richard Gordon and David Clee in Sydney, and Mark Chan in Hong Kong, and also has team members based in Perth. It operates as a regional team collaborating with colleagues across Asia Pacific, offering deals structured according to Australian, Singapore, Japanese, US, English and Hong Kong law. The firm's focus is on advising financial institutions acting in arranger and manager roles on Australian debt issuance programmes, with additional expertise in acting as issuer counsel, specifically for banking clients.
Praxisleiter:
Richard Gordon; Mark Chan; David Clee
Highlight-Mandate
- Advised BNP Paribas as arranger on the technical update of Wesfarmers Limited’s $3,000,000,000 medium term note programme.
- Advised Citi and HSBC as joint arrangers on the technical update of Fonterra’s $4,000,000,000 medium term note programme.
- Advised Citi, HSBC and MUFG as joint lead managers on Chorus’ issue of €500,000,000 3.625 per cent fixed rate notes due 2029 under its $2,000,000,000 euro medium term note programme.
Corrs Chambers Westgarth
The national capital markets practice at Corrs Chambers Westgarth acts out of offices in Perth, Sydney, Melbourne and Brisbane (where the team also provides services to Papua New Guinea-based clients). Co-leading the equity capital markets team are Sandy Mak, who is also head of corporate, and Shabarika Ajitkumar in Sydney, and Oliver Carrick in Perth. The Perth office has particular expertise in acting for issuers and underwriters. Melbourne-based Brad Robinson leads both the debt capital markets and securitisation teams. The debt capital markets team advises a range of clients, including investors, sponsors, arrangers and trustees, while securitisation work includes prime and non-conforming residential mortgages, reverse mortgage and equity release products and insurance funding loans. Jo Dodd joined the Sydney office from King & Wood Mallesons in February 2024.
Praxisleiter:
Brad Robinson; Sandy Mak; Shabarika Ajitkumar; Oliver Carrick
Weitere Kernanwälte:
Christian Owen; Russell Philip
Referenzen
‘The skill set and reliability and access to the right team and people is strong.’
Kernmandanten
Tritium DCFC Limited
BaptistCare
Greenstone Resources
Paladin Energy Ltd
Carnarvon Energy Limited
Australian Vanadium Limited
Zijin Mining Group Co., Ltd.
Aspen Group (Aspen Group Limited and Aspen Property Trust)
E&P Corporate Advisory Pty Limited
National Australia Bank Limited
Bell Potter Securities Limited
Morgans Financial Limited
Ord Minnett Limited
Shaw and Partners Limited
Taylor Collison Limited
Global Lithium Resources Ltd
Tribeca Global Natural Resources Limited
Tembo Capital Mining Fund III LP
Peak Rare Earths Ltd
Clean Energy Finance Corporation
Bank of New York Mellon
iPartners Pty Limited
Highlight-Mandate
- Advised each of Tritium DCFC Limited and St Baker, a global developer and manufacturer of direct current fast chargers for electric vehicles, on a USD40 million convertible note capital raise with shareholders Trevor St Baker and O-Corp.
- Advised Paladin Energy Ltd in respect of its A$215 million equity raise to fund the restart of the globally significant Langer Heinrich Mine in Namibia.
- Advised Clean Energy Finance Corporation in relation to its subscription for green mezzanine notes under a securitisation warehouse sponsored by Taurus Motor Finance.
Dentons
Stanley Mok leads Dentons' securitisation offering from Sydney, acting for banks and originators. The team is experienced in green term securitisation transactions, warehouse facilities, and auto loans, as well as in supporting clients through first-time securitisation transactions. Eugene Ng and Lachlan Roots are also recommended.
Praxisleiter:
Stanley Mok
Weitere Kernanwälte:
Lachlan Roots; Eugene Ng
Kernmandanten
OurMoneyMarket Holdings Pty Ltd
ORDE Financial Pty Ltd
Moneytech Finance Pty Ltd
Commonwealth Bank of Australia
National Australia Bank Limited
Butn Limited
Westpac Banking Corporation
FairGo Finance
Eticore SD Pty Ltd
Highlight-Mandate
- Advised OurMoneyMarket Holdings Pty Ltd on a new warehouse facility provided by ING Bank (Australia) Limited.
- Advised National Australia Bank Limited on the inaugural capital markets term securitisation transaction involving personal loans, renewable energy loans and renewable energy buy-now-pay-later originated by Plenti Finance Pty Limited.
- Advised ORDE Financial Pty Ltd on a new warehouse facility provided by Macquarie Bank Limited and Realm Investment House.
DLA Piper
DLA Piper‘s equity capital markets offering has notable expertise in cross-border transactions, specifically in advising US companies in Australia. The team operates across Perth, Brisbane, Melbourne and Sydney (where team head David Ryan is based), and works closely with the firm’s Singapore team, particularly in offering convertible bond deals to clients. Industry specialisms include energy and natural resources, technology and life sciences. Kelly Morrison, in Brisbane, is another recommended team member.
Praxisleiter:
David Ryan
Weitere Kernanwälte:
Kelly Morrison
Referenzen
‘Strong legal knowledge in respect of equity raisings coupled with very pragmatic advice and a no nonsense approach.’
‘Knowledgeable, personable and approachable.’
‘The DLA team deliver global legal solutions that take into consideration our commercial priorities, and are responsive and easy to work with. They understand our business, our industry and the environment in which we operate, and are our trusted advisor.’
Kernmandanten
Nickel Industries Limited
Lionheart III Corp
Playup Limited
Canaccord Genuity Australia Limited
Life360 Inc.
Trajan Group Holdings Limited
MA Moelis Australia Advisory Pty Ltd (and others)
Zip Co Limited
Althea Group Holdings Limited
Highlight-Mandate
- Acted for Nickel Industries Limited in its USD471m equity raise, comprising a USD185m fully underwritten institutional placement, a non-underwritten USD20m SPP offer to eligible shareholders, and non-underwritten conditional placements totalling USD286m to associated entities of Nickel Industries Limited.
- Advised Lionheart III Corp, a NASDAQ-listed special purpose acquisition company, on its USD360m de-SPAC transaction with Australia-listed Security Matters Limited (SMX) to take SMX public on the NASDAQ Stock Market.
- Advised Playup Limited, an Australian public company and global online betting operator, on its proposed de-SPAC business combination to take PlayUp public on NASDAQ, valuing PlayUp at USD350m.
Gilbert + Tobin
The ‘experienced‘ capital markets team at Gilbert + Tobin is ‘well managed‘ by Sydney-based team leads Peter Cook, who heads equity capital markets practice, and Louise McCoach, who heads the debt capital markets offering. Cook’s equity team is experienced in secondary raisings, institutional placements and rights offers alongside IPOs; Adam D’Anderti, also in Sydney, and Sarah Turner, in Perth, are key members of the team. The debt group advises on securitisation transactions and issuances on both the domestic and US debt capital markets. McCoach is an expert in bespoke deals, while Alastair Corrigall is also a noted member of the team in Sydney.
Praxisleiter:
Peter Cook; Louise McCoach
Weitere Kernanwälte:
Adam D’Anderti; Sarah Turner; Alastair Corrigall; Callum Fleming
Referenzen
‘Experienced, well managed team. Work is accurate and well researched.’
‘Sarah Turner is easy to access, and has great knowledge on the subject matter.’
‘Callum Flemming does good research and keeps all parties informed. Work quality is outstanding.’
Kernmandanten
RBC Capital Markets
Goldman Sachs
Barrenjoey
Macquarie
UBS Securities Limited
Crescent Capital Partners
Imdex Limited
Euroz Hartleys Limited
De Grey Mining
Altamin
BCI Minerals
Sandfire Resources
Orica
OMNI Bridgeway
Telstra Corporation
National Housing Finance and Investment Corporation
Enerflex Limited
Citibank
Barclays
Highlight-Mandate
- Advised RBC Capital Markets and UBS Securities Limited as the joint lead managers, bookrunners and underwriters of toll-road operator Atlas Arteria’s landmark $3.1 billion entitlement offer to purchase a majority interest in Skyway Concession Company.
- Advised Goldman Sachs, Morgan Stanley and UBS as joint lead managers and underwriters on carsales.com’s $1.2 billion ANREO to fund its acquisition of the remaining 51% interest in Trader Interactive.
- Advised the lenders to Blackstone on the acquisition facilities to finance the circa A$8.9 billion acquisition of the shares in the Crown Group by way of scheme of arrangement.
Hamilton Locke
Shaun Hardcastle leads the 'excellent' equity capital markets team at Hamilton Locke, which 'frequently goes above and beyond', from Perth. Hardcastle specialises in corporate, commercial and securities law, with sector expertise that takes in technology, energy, and mining. Other notable contacts are Deanna Carpenter, who is particularly skilled in both essential capital raisings and wider corporate advisory matters, and Jeremy Newman. With additional bases in Sydney and Brisbane, the team supports both domestic and international clients.
Praxisleiter:
Shaun Hardcastle
Weitere Kernanwälte:
Deanna Carpenter; Jeremy Newman
Referenzen
‘Hamilton Locke is very commercial, discerning the key problems and solutions prior to the actual problem arising. Capability is unparalleled.’
‘The team of Shaun Hardcastle, Deanna Carpenter and Jeremy Newman is excellent and frequently goes above and beyond what is required in the scope of normal legal matters. Always contactable and engaging, and deliver out-of-the-box solutions to issues as they arise.’
‘The firm is dynamic, approachable and cost effective. Hamilton Locke has an excellent understanding of the Corporations Act and ASX listing rules. The partners are always available for clients and advice is provided on time and on or below budget.’
Kernmandanten
Critical Resources Limited
Cygnus Metals Limited (previously Cygnus Gold Limited)
Greenwing Resources Limited
Bellevue Gold Limited
Chalice Mining Limited
Cettire Limited
K-TIG Limited
Canaccord Genuity (Australia) Limited
Macquarie Capital (Australia) Ltd
Argonaut Securities Pty Ltd
Euroz Hartleys Limited
Canaccord Genuity (Australia) Limited
Predictive Discovery Limited
Allegiance Coal Limited
Morgans Corporate Limited
Calidus Resources Limited
Armour Energy Limited
Avecho Biotechnology Limited
Highlight-Mandate
- Advised Bellevue Gold on its $60 million placement and $25 million share purchase plan.
- Advised Cygnus Gold Ltd regarding its circa $6.3 million placement, utilising the ‘flow-through shares’ provisions under Canadian tax law.
- Advised Greenwing Resources Limited regarding its reception of investment by Nio Inc. (through its subsidiary Blue Northstar Limited) through a $12 million placement.
Herbert Smith Freehills LLP
With bases across the country, the Herbert Smith Freehills LLP capital markets team covers the full gamut of debt, equity and securitisation matters. Co-led from Sydney and Melbourne, respectively, by Philippa Stone and Michael Ziegelaar, who has particular experience in cross-border work, the equity capital markets team acts for both issuers and underwriters, advising on IPOs and share purchase plans, among other matters. Melbourne-based Tim McEwan and Philip Hart in Sydney are also notable equity team members. Patrick Lowden leads the debt capital markets offering from Sydney, and acts for banks, investment banks and corporates on structured finance, corporate and acquisition financing, and restructuring transactions. Andrew Booth is also a high-profile figure in Melbourne.
Praxisleiter:
Philippa Stone; Michael Ziegelaar; Andrew Booth; Patrick Lowden
Weitere Kernanwälte:
Tim McEwan; Philip Hart
Kernmandanten
Commonwealth Bank of Australia
Ryman Healthcare Limited
Air New Zealand Limited
Barrenjoey Markets Pty Limited
Macquarie Capital (Australia) Limited
Westpac Institutional Bank
ANZ Securities Limited
Morgans Financial Limited
National Australia Bank Limited
Ord Minnett Limited
Shaw and Partners Limited
UBS AG, Australia Branch
E&P Corporate Advisory Limited
Morgan Stanley Australia Securities Limited
Shaw and Partners Limited
Citigroup Global Markets Australia Pt Limited
EP Corporate Advisory Pty Limited
Goldman Sachs Australia Pty Limited
J.P. Morgan Securities Australia Limited
Euroz Hartleys Limited
Merrill Lynch Equities (Australia) Limited
Jarden Australia Pty Limited
Canaccord Genuity (Australia) Limited
EQT Holdings Limited
Integral Diagnostics Limited
Australian Unity Funds Management Limited
Tulla Resources PLC
New Zealand Oil & Gas Limited
Ampol Limited
Vicinity Centres
Seven Group Holdings Limited
Applied Electric Vehicles
Carbon Revolution
Johnson Winter Slattery
The equity capital markets team at Johnson Winter Slattery acts out of the firm’s offices across the country, led by Perth-based Paul Vinci. Offering expertise across the energy and resources, infrastructure, life sciences, financial services and technology sectors, the team is particularly strong in matters involving US domiciled issuers accessing Australian markets – an area in which Sydney-based James Rozsa specialises. Also in Sydney, Clare Brown is experienced in public offerings and secondary capital raisings, including multi-jurisdictional matters. Special counsel Andrew Ricciardi has a notable focus on clients in the rare earths space, working out of Perth.
Praxisleiter:
Paul Vinci
Weitere Kernanwälte:
John Keeves; James Rozsa; Clare Brown; Andrew Ricciardi
Kernmandanten
EBR Systems, Inc.
Cooper Energy Limited
Bionomics Limited
Arafura Rare Earths Ltd
Imricor Medical Systems, Inc.
StraxCorp Pty Ltd / CurveBeam AI Limited
Visioneering Technologies. Inc.
ImpediMed Limited
Rubric Capital Management LP.
Highlight-Mandate
- Advised Cooper Energy Limited on a fully underwritten A$244 million equity raising comprising an A$84 million placement and a A$160 million accelerated entitlement offer.
- Advising ImpediMed Limited on its private placement to new and existing sophisticated and professional investors and share purchase plan raising a total of $25 million.
- Advised CurveBeam AI Limited on its pre-IPO convertible note financing, raising $25 million, with Bell Potter and Lodge Partners as joint lead managers.
King & Wood Mallesons
‘Excellent lawyers with strong subject matter expertise’, the King & Wood Mallesons capital markets team supports clients including major banks and financial institutions, leveraging the firm’s global presence along with its national bases in Brisbane, Canberra, Melbourne, Perth and Sydney. David Friedlander leads the equity capital markets team, acting for both issuers and underwriters across a wide range of sectors. Henrik Moritz and Amanda Isouard (who made partner in July 2022) are also recommended in the equity capital markets space. The firm’s debt capital markets offering is led by Melbourne-based Ian Paterson, who acts alongside Philip Harvey and special counsel Angela Chung to advise both domestic and international banks and corporates. Paul Smith heads the securitisation team, notably advising new entrants in the fintech space, an area where Ian Edmonds-Wilson specialises. All team members are based in Sydney, unless otherwise noted. Jo Dodd moved to Corrs Chambers Westgarth in February 2024.
Praxisleiter:
David Friedlander; Ian Paterson; Paul Smith
Weitere Kernanwälte:
Philip Harvey; Ian Edmonds-Wilson; Angela Chung; Henrik Moritz; Amanda Isouard; Joseph Muraca; Jack Hill
Referenzen
‘KWM’s debt team is second to none in the Australian region. The team is able to understand complex issues and find practical solutions. They are strong subject matter experts with an in-depth understanding of the relevant legal issues. They are often at the forefront of developing cutting-edge solutions to commercial issues. As a team, they are very responsive and provide a strong relationship model.’
‘Ian Paterson is a leader in this space, especially complex debt and capital issues. He is able to bring an understanding of the legal, regulatory and commercial pressures to the table and find commercial solutions. He is also accessible and has developed a strong relationship with our business.’
‘Ian Paterson is the standout partner, with deep regulatory capital experience.’
Kernmandanten
Macquarie
Transurban
The Star Entertainment Group
ANZ Banking Group Limited
Latrobe Financial
Suncorp Group Limited
IAG Limited
National Australia Bank
Pepper Money
Bank of Queensland
Firstmac
Atlas Arteria
Bendigo and Adelaide Bank
Highlight-Mandate
- Advised ANZ on itsA$1.5 billion issue to retail investors of Capital Notes 8 and the associated redemption of Capital Notes 3.
- Advised Atlas Arteria on its entitlement offer of new stapled securities to raise approximately A$3.1 billion.
- Advised ANZ on its A$1.28 billion issue to retail investors of Capital Notes 7 and the associated redemption of Capital Notes 2.
Maddocks
Maddocks’ equity capital markets team is noted for its technology sector expertise; it is experienced in a range of IPO and capital raising work for clients in this industry, including cross-border matters. Catherine Merity - ‘an exceptional attorney, with an extraordinary grasp of the inner working of the ASX’ - leads the team in Sydney. Rosamond Sayer is another key contact in the team, advising lead managers.
Praxisleiter:
Catherine Merity
Weitere Kernanwälte:
Rosamond Sayer; Suzette Caldaroni
Referenzen
‘Catherine Merity and Rosamond Sayer both have deep knowledge of the working of the ASX, as well as broad knowledge related to corporate activities in general. We highly recommend them both and would be pleased to work with them in all things Australian.’
‘Catherine Merity is an exceptional attorney, with an extraordinary grasp of the inner working of the ASX. She has great integrity, which provides a balance against the boundaries that most companies like to press. Additionally, she is diplomatic and responsive.’
‘A lovely team to deal with – they are responsive and eager to assist.’
Kernmandanten
Pivotal Systems Corporation
Revasum, Inc
SRJ Technologies Group PLC
Atomos Limited
IMEXHS Limited
Swoop Holdings Limited
Morgans Corporate Limited
Nightingale Intelligent Systems, Inc
Audinate Group Limited
Maas Group Holdings Limited
PSC Insurance Group Limited
MA Moelis Australia Limited
Shaw and Partners Ltd
Acusensus Limited
Highlight-Mandate
- Advised Acusensus Limited on all aspects of its successful IPO and ASX listing, raising $20 million.
- Advised Nightingale Intelligent Systems on its successful IPO and listing on the ASX as part of its global expansion strategy to disrupt the physical security market with automation technologies.
- Advised Pivotal Systems Corporation on its accelerated non-renounceable entitlement offer to raise approximately $14.8 million.
McCullough Robertson
The Brisbane-based corporate team at McCullough Robertson is led by Reece Walker, a specialist in the life sciences, technology and telecoms sectors. The team also supports clients across the construction and engineering, transport and logistics, and resources and renewables industries, with a specific focus on assisting founders seeking capital raising advice at both the start-up and expansion capital phases. Ben Wood has particular expertise regarding financial services clients, while special counsel Naomi Omundson advises clients across Australia and the US with a notable emphasis on the life sciences sector.
Praxisleiter:
Reece Walker
Weitere Kernanwälte:
Ben Wood; Aaron Dahl; Naomi Omundson
Referenzen
‘All dealings with McCullough Robertson equity capital markets practice have been commercially pragmatic, high quality and cost effective. The team generally communicates well and seeks practical solutions to challenges.’
‘Reece Walker is a great leader and highly experienced lawyer with a common-sense and practical approach to issues. Highly responsive and thinks holistically.’
‘Ben Wood communicates and explains things well and is very competent. Very client focused and practical in the application of legal issues.’
Kernmandanten
LGI Limited
SOCO Corporation Limited
Imugene Limited
Prescient Therapeutics Limited
Chimeric Therapeutics Limited
Radiopharm Theranostics Limited
Implicit Bioscience Limited
Bell Potter Securities Limited and Canaccord Genuity (Australia) Limited
Diatreme Resources Limited
Group 6 Metals Limited
KGL Resources Limited
ECP Emerging Growth Limited
Highlight-Mandate
- Advised LGI Limited in relation to its successful $25 million IPO, which resulted in a market cap of $130 million.
- Assisted Imugene Limited in raising funds to provide an extended runway for Imugene’s deep pipeline of clinical programmes.
- Assisted Prescient Therapeutics in raising funds to be used by PTX to progress its deep pipeline of innovative cancer therapies, namely the ongoing clinical development of its targeted therapies PTX-100 and PTX-200 and progressing its innovative cell therapies towards first-in-human clinical studies.
Mills Oakley
Iain Laughland heads the Mills Oakley team from Sydney, although it also reaches across Adelaide, Melbourne and Brisbane, acting for clients across the spectrum of large, mid-market and small-cap issuers. With an emphasis on the technology and health sciences sectors, the team has notable experience in advising New Zealand-based companies on ASX listings. Lynda Reid has expertise in the financial services and healthcare sectors, acting for a number of listed investment companies.
Praxisleiter:
Iain Laughland
Weitere Kernanwälte:
Lynda Reid
Referenzen
‘The individuals have an extremely good understanding of the law, but are commercial in the way they communicate legal concepts.’
‘This team is very agile and flexible – capable of acting as project manager and managing different service providers (including lawyers) across different countries to ensure everything is done properly and on time.’
‘The team has the ability to understand our business from a unit economics perspective and also an operational one.’
Kernmandanten
Pacific Edge Limited
Australian Pacific Coal Limited
Li-S Energy Limited
My Food Bag Limited
Tissue Repair Limited
BCAL Diagnostics Limited
Pathify Holdings Inc.
Aroa Biosurgery Limited
Forbidden Foods Limited
WAM Active Limited
WAM Global Limited
ELMO Software Limited
Volpara Health Technologies Limited
TASK Group Holdings Limited
Payright Limited
Metallica Minerals Limited
Magnetite Mines Limited
Highlight-Mandate
- Acted for ASX-listed Australian Pacific Coal Limited on its A$100 million rights issue to support the re-commissioning of the Dartbrook coal mine in New South Wales.
- Acted for US-based ed-tech company Pathify Holdings Inc. on its IPO and proposed ASX listing of CHESS Depository Interests (CDIs).
- Acted as Australian legal counsel to TASK Group Holdings Limited on the migration of its primary listing from the NZX to the ASX.
Minter Ellison
The equity capital markets team at Minter Ellison is led by Daniel Scotti (from Sydney) and James Hutton (from Melbourne); Scotti has extensive experience working with energy sector clients, while Hutton is the firm’s life sciences industry leader. The team supports clients through a range of equity and hybrid capital raisings, including IPOs, placements and share purchase plans. Sydney-based John Elias heads the debt capital markets and securitisation teams, specialising in structured finance and structured credit products for financial institutions and corporate clients alike.
Praxisleiter:
Daniel Scotti; James Hutton; John Elias
Referenzen
‘John Elias is outstanding. When explaining an issue or problem he will work through it and present solutions.’
‘The team stands out for the skill set and reliability of the people.’
Kernmandanten
Mesoblast Limited
PolyNovo Limited
Accrue Therapeutics Pty Ltd
Brandon Capital
Aravax Pty Ltd
Ginkgo Bioworks
Medical Developments Limited
BWX Limited
Mayne Pharma Group Limited
Cenntro Electric Group Limited
Electro Optics Systems Holdings Limited
Netlinkz Ltd
Suncorp Corporate Services Pty Ltd
Atrium Investment Management
Challenger Life Company Limited
Insight Investment and Aquasia
Resi Wholesale Funding Pty Limited
Nissan
Norton Rose Fulbright
The Norton Rose Fulbright capital markets team is made up of lawyers with ‘global experience’ providing ‘advice of the highest standard’. James Morris, who is praised for his ‘broad knowledge’ and ‘solutions focused‘ approach, heads the debt capital markets practice in Sydney, which counts green bonds among its areas of increasing expertise, and also has experience in a range of debt issuance programmes. The equity capital markets team is headed by Jeremy Wickens in Melbourne, who is noted for his expertise in matters involving crypto-assets. The team is particularly active in cross-border work and supports clients across the energy and resources and financial services sectors. Sydney-based Alex Mufford leads the securitisation offering, with experience in warehouse securitisations involving green bonds. Vittorio Casamento heads the derivatives practice from Sydney.
Praxisleiter:
James Morris; Jeremy Wickens; Alex Mufford; Vittorio Casamento
Weitere Kernanwälte:
Scott Millar; Justin Goushas
Referenzen
‘The deal team at Norton Rose Fulbright demonstrated strong knowledge and experience in debt capital markets and provided well-measured advice and recommendations, keeping the end customer and successful business outcome front of mind.’
‘The team demonstrated a strong working relationship with multiple involved parties (both joint lead relationships as well as the end client). The team was well led by James Morris who provided regular updates and deal management of legal aspects and issues. Strong support was also provided by Justin Goushas.’
‘James Morris is the go-to partner. James is attuned to the market, having a very broad knowledge, identifies key issues quickly and assists with sound practical advice.’
Kernmandanten
Commonwealth Bank of Australia
National Australia Bank
The Bank of Nova Scotia (Scotiabank)
Citigroup Global Markets Limited
Macquarie Group
Stanmore Resources Limited (Stanmore)
Sumitomo Chemical Company
777 Partners
Australian Ethical
3iQ
Ampol
Tasman Environmental Markets
ING Bank
Jefferies Financial Services
BNY Mellon
Highlight-Mandate
- Acted for Commonwealth Bank of Australia and National Australia Bank Limited, as joint arrangers and joint lead managers, in relation to the launch of the University of Tasmania’s debt issuance programme and the successful issuance of A$350 million green bonds under that programme.
- Advised Scotiabank, as issuer, on the update of its CAD100 billion global registered covered bond programme and the successful issuance of A$1 billion floating rate covered bonds under that programme.
- Acted as Australian counsel to Citi in respect of the update of EEA’s EUR20 billion debt issuance programme.
Sidley Austin
Sidley Austin‘s Sydney-based capital markets team sits within the firm’s wider capital markets practice, with bases across Europe, Asia and the US, and has a subsequent focus on multi-jurisdictional work, providing US (and England and Wales) legal advice to Australian and New Zealand clients. Mimma Barila leads the team, with experience representing underwriters and issuers – particularly corporate entities and financial institutions. Barila is supported by Bruce Dailey, who is an expert in private placement debt transactions.
Praxisleiter:
Mimma Barila
Weitere Kernanwälte:
Bruce Dailey
Referenzen
‘The Sidley Austin team are the best in market for USPP issuances out of Australia.’
‘Bruce Dailey is the go-to lawyer for any Australian-based company looking to issue into the USPP market. He knows all the key players in the US market very well and provides highly commercial and pragmatic advice. He cuts to the issues quickly and has helped us work through some highly complex matters.’
Kernmandanten
Goodman Group
CSL Limited
Carsales.com
Air New Zealand
University of Melbourne
Abacus Property Group
Ryan Healthcare
Jervois Global
Orica
Tabcorp Holdings
Canberra Data Centres
University of Melbourne
Dalrymple Bay Infrastructure
Arc Infrastructure
Aurizon Holdings
ALS Limited
Highlight-Mandate
- Acted for Goodman Property Services Pty Limited, a specialist global industrial property group, on the first sustainability-linked 144A bond by an Australian issuer.
- Advised CSL Finance Plc, a leading global biotech company, in connection with its Rule 144A/Regulation S senior notes offering, which raised US$4 billion to help fund the client’s $16.4 billion acquisition of Vifor Pharmer.
- Advised Atlas Arteria Limited and Atlas Arteria International Limited, a global owner, operator and developer of toll roads, on their equity entitlement offer and placement of A$3 billion of ordinary shares pursuant to Section 4(a)(2) and Regulation S under the Securities Act of 1933.
Thomson Geer
The equity capital markets offering from Thomson Geer advises a range of clients across the energy and resources, healthcare and construction sectors. Sydney-based Sanushka Seomangal is experienced in public and private equity and debt fundraising, while in Brisbane, Matthew Reynolds specialises in the technology sector and Emma Cook is particularly strong in heavily regulated areas.
Weitere Kernanwälte:
David Schiavello; Scott Gibson; Emma Cook; Matthew Reynolds; Sanushka Seomangal
Referenzen
‘The team provided strong leadership and a willingness to deal with difficult issues during the capital raising including managing the relationship with regulators.’
‘The team stands out for the leadership, integrity and strength of character of Sanushka Seomangal.’
‘Very commercial, pragmatic, focused on practical outcomes for clients, ability to work cross-border, and value for money relative to larger law firms.’
Kernmandanten
Chrysos Corporation
Domino’s Pizza Enterprises
Piedmont Lithium
Red Dirt Metals
Genesis Minerals
Incannex Healthcare
Microba Life Sciences
Kalium Lakes
Southern Palladium
Advanced Recycling Victoria
Highlight-Mandate
- Advising Genesis Minerals Ltd on a A$275 million capital raising, as part of its plan to acquire assets from mining neighbour St Barbara Ltd.
- Advised Domino’s Pizza Enterprises Ltd on a A$165 million capital raising to acquire the minority interest in its German joint venture and reduce debt.
- Advised Close the Loop Ltd on raising A$45 million through an institutional placement to help fund its US$66 million acquisition of US companies ISP Tek Services LLC and Captive Trade Corp.